Technology and National Security Reflection Series Paper 11(B): Effectively Managing the COVID-19 Pandemic: Alternative Route under the Extant Constitutional Framework?

Kumar Ritwik*

About the Author: The author is a 2020 graduate of National Law University, Delhi. He is a Delhi-based advocate practicing at the Supreme Court of India.

Editor’s Note: This post is part of the Reflection Series showcasing exceptional student essays from CCG-NLUD’s Seminar Course on Technology & National Security Law. Along with a companion piece by Bharti Singh, the two essays bring to a life a fascinating debate by offering competing responses to the following question:

Do you think the ongoing COVID-19 Pandemic could have been better managed (more efficiently or more democratically) if the government had invoked emergency provisions under the constitution instead of relying on the national disaster management act? Why or why not?

Both pieces were developed in the spring semester, 2020 and do not reflect an updated knowledge of subsequent factual developments vis-a-vis COVID-19 or the ensuing pandemic.

  1. INTRODUCTION 

After the onset of the Covid-19 pandemic, India’s Ministry of Home Affairs (“MHA”) vide Order No. 1-29/2020-pp dated 24th March 2020, under section 6(2)(i) of the Disaster Management Act (“DM Act”), 2005, announced a nationwide lockdown and restrictions among other things. The order included an imposition of restrictions on movement and other liberties of Indian citizens. Wide ranging restrictions articulated in that order and subsequent orders under the DM Act directly impacted, among other things, individuals’ right to movement [Art. 19(1)(d)] and their right to livelihood (Art. 21). Though well-intentioned, these measures left much to be desired in terms of government support. Several significant administrative issues and concerns were raised. In this article, I argue that the Indian Government could have managed the pandemic better if it had invoked emergency provisions under Part XVIII of the Constitution instead of relying primarily on the DM Act, 2005 . 

Image by mohamed_hassan. Licensed under Pixabay License.
  1. LIMITATION OF THE DISASTER MANAGEMENT ACT IN COUNTERING COVID-19

To be fair, the government’s interventions have relied on the trinity of the DM Act; the Epidemic Diseases Act, 1897; and relevant state-level Public Safety Act(s). However, such interventions have resulted in some pretty significant concerns. Specifically, administrative officials, located far away in the national capital i.e. New Delhi, are invoking powers and issuing decrees under these statutes. They are granted the power to control and restrict the movement of a billion lives in the country. In essence we are observing that the decision(s) of officials who are far removed from ground-level realities are impacting the lives of individuals residing in remote cities, towns and/or villages.

I argue that since health is a state subjectState governments should have been ordinarily tasked with both the primary responsibility as well as power to decide how to best deal with the pandemic. However, given the extraordinary scale of the pandemic, a different route was chosen wherein the Union Government could exert tight control and issue numerous advisories and directives over an extended period. This was consistent with the idea that a streamlined uniform approach towards tackling the pandemic would work best across all states. As was observed later, States struggled to manage the crisis due to institutional and budgetary constraints. It was quite transparent how dependent States are on the Union Government for financial aid as well as technical expertise. As stated earlier, ground level realities are most closely dealt with by the district bureaucracy, and therefore involving them in the crisis management planning apart from implementation measures would have been beneficial. Emergency provisions under India’s Constitution could have served as an effective alternative which allowed the country to manage the crisis in a different and perhaps, more effective manner.

In the initial period of the pandemic, parliamentary operations suffered major disruptions. A direct result of these disruptions was a lack of meaningful legislative discussion and accountability. Our constitution envisages a system of checks & balances between the powers of the legislature, executive and judiciary. Disruptions to the operation of Parliament signalled that, over a period of several months, direct executive action could face little oversight or accountability from the legislative branches of government at both the Central and State levels.

In such a situation, it is reasonable to turn to the judiciary for ensuring adequate accountability of executive actions. Unfortunately, the judiciary has failed on most occasions with its lax attitude towards the apathy of the officials. While the courts have occasionally rebuked the governments on specific points such as its handling of the migrants’ crisis, there has been no concerted effort by the Indian judiciary in holding the executive or its officials accountable for its management of the crisis. This is in addition to the fact that an extended period of the lockdown ensured that only those few fortunate enough to have constant access to high-speed internet could approach the judiciary for remedies/to submit its petitions as well.

The DM Act, strictly speaking, was not enacted to issue directives on public health emergencies or pandemics. In fact, the Epidemic Diseases Act, 1897 has been enacted with the intent of controlling infectious disease outbreaks like Covid-19 . Though creative and inclusive interpretation would allow for a pandemic to be covered under the scope of the DM Act, the structure and mechanism within the statute has been rendered useless or ineffective to deal with a crisis of such magnitude. These circulars and the regulations that they invoke continue to remain disproportionate and outside the scope or stipulated purpose of the particular statute.      

However, the DM Act has brought with itself immense powers that are enshrined with the government. Any regulation or decision may be taken by the government that is deemed fit and necessary in its own opinion, to aid in the efforts of reducing risks of a disaster (or a pandemic in this case). Additionally, Section 8(1) of the DM Act empowers the Central Government to constitute a National Executive Committee (‘NEC’), comprising senior bureaucrats and leaders [S. 8 (2)]. 

The NEC is empowered to issue directions so as to fulfill obligations and objectives under the Act. State governments and district bureaucracy are bound by circulars or regulations which are issued by the NEC. In fact, the NEC can empower another authority or other authorities to issue guidelines that would bind State Governments as well. Such an overarching framework under Article 256 of the Constitution has essentially been put in place to ensure that where the Union Government finds itself in certain extraordinary situations, it has the necessary tools to adopt measures across all States in a uniform manner. In this case, the Union Government empowered the Union Home Ministry to issue all necessary guidelines for State authorities.

  1. EMERGENCY  PROVISIONS AS BETTER AVENUES AGAINST HEALTH  EMERGENCIES 

In contrast, Articles 355 and 356 read alongside Articles 246 and 256 would grant wide powers to the Government of India to impose emergency and invoke these provisions to grant itself all the necessary powers to deal with the crisis. Interestingly, emergency provisions still do stipulate a time limit period whereas the DM act does not. The DM Act grants an unlimited time period to the government machinery to apply these regulations and deems it applicable to all places deemed worthy of its application.

After the bitter experience of the emergency period of 1975-1977, drastic changes were made in order to make the extension of an emergency period contingent on legislative accountability as well. However, with the DM Act, regulations do not require any legislative sanction or even a discussion to that effect either. Therefore, the broad powers enshrined under the DM Act appear to contradict Constitutional ideals, though there has been little critique of the same in the public discourse.

This silence is perhaps owed to the fact that almost every citizen wishes to see the Government mount an aggressive and effective response to such a pandemic, without creating significant hurdles in their path to do so. However, in doing so, these wide-ranging regulations have also brought forth a huge chilling effect and have the potential to incentivise abuse of power by officials in such situations as well.

  1. CONCLUSION 

With the large-scale powers that the DM Act accords to officials, India’s treatment of the pandemic essentially resembles an emergency situation. Extraordinary powers are held by the State machinery with little or no safeguards/mechanisms in place that ensure periodic review and/or legislative accountability. Therefore, the current framework serves as a de facto emergency framework.

This is a departure from most mature democracies. Countries have taken the aid of new legislations aimed at the public health emergency, with numerous parliamentary democracies ensuring that regulatory interventions continue to have some kind of legislative scrutiny. The UK legislated close to a hundred laws (collectively referred to as the ‘lockdown laws’ in the UK) to deal with the pandemic, whereas New Zealand pushed for a single comprehensive law instead.

Instead of acting without any restrictions under a statute that was not originally meant for handling a pandemic that has stretched over many years, the Indian Government could have followed this example and relied upon the extant emergency powers within the constitutional framework or legislated a new public health law which could empower officials with the safeguards necessary in a democratic setup instead.


*Views expressed in the blog are personal and should not be attributed to the institution.

Technology and National Security Law Reflection Series Paper 11(A): Evaluating  the Validity of Disaster Management Act Against Constitutional Emergency Provisions in Containing the COVID-19 Pandemic

Bharti Singh*

About the Author: The author is a 2020 graduate of National Law University, Delhi. In 2021 she completed her LL.M. from National Law School of India University, Bengaluru. She is currently working as a researcher in areas related to health policy. 

Editor’s Note: This post is part of the Reflection Series showcasing exceptional student essays from CCG-NLUD’s Seminar Course on Technology & National Security Law. Along with a companion piece by Kumar Ritwik, the two essays bring to a life a fascinating debate by offering competing responses to the following question:

Do you think the ongoing COVID-19 Pandemic could have been better managed (more efficiently or more democratically) if the government had invoked emergency provisions under the constitution instead of relying on the national disaster management act? Why or why not?

Both pieces were developed in the spring semester, 2020 and do not reflect an updated knowledge of subsequent factual developments vis-a-vis COVID-19 or the ensuing pandemic. 

  1. Introduction

Since the introduction of the Constitution of India, the COVID-19 pandemic represents an unprecedented event. It has created extraordinary infrastructural challenges to both governing authorities and legal institutions. In the initial phases of this pandemic the Government of India faced the difficult task of not only adopting containment measures which minimise the effects and casualties of the virus; but also ensure the delivery of essential services to its citizens. It has had to execute these tasks whilst preserving citizens’ liberties and the basic values of the Constitution. Given the death toll along with, economic, financial, political, educational and broader health related costs exacted by the pandemic it is critical for the government to deploy best-in-class infrastructural solutions which remain consistent with India’s constitutional values.

In this article, I argue that after evaluating the competing options, the Government of India’s decision to rely on the Disaster Management Act (“DM Act”), 2005 rather than invoking the Constitution of India’s emergency provisions was the appropriate course of action. The DM Act defines the term ‘disaster’ as a situation of  “… catastrophe, mishap, calamity or grave occurrence which has arisen because of man- made or natural causes and has resulted in “substantial loss of life or human suffering”. Further, it has to be “… of such a nature or magnitude as to be beyond the coping capacity of the community of the affected area”. The gravity of human suffering caused by the COVID-19 pandemic, both in terms of aggregate infections and deaths, becomes more and more evident with the passage of time.

Image by MiroslavaChrienova. Licensed under Pixabay License.
  1. Limitations of Constitutional Emergency Provisions

An emergency can be proclaimed pursuant to Article 352(1) of the Indian Constitution. According to it, if the President is satisfied that the grave emergency exists to the security of India or any part thereof is threatened by “war/ external aggression or armed rebellion”. The term “armed rebellion” replaced the former term “internal disturbance” after the emergency proclamation in 1975. When an emergency is proclaimed, Article 353, permits (1) the Central government to direct any state on how to use its executive power (2) permits parliament to make laws even in matters which are in the state list. Article 358 suspends the six fundamental rights protected under Article 19 during Constitutional emergencies. Article 359 suspends enforcement of fundamental rights during emergencies. 

In the context of COVID-19, any decision by the Government to declare a national emergency under Article 352 of the Constitution, would be unconstitutional in light of the 44th Constitutional Amendment in 1978. The 44th Amendment holds that such emergencies can only be declared if the security of India or any part thereof is threatened by war or external aggression or armed rebellion (Emphasis Added). These are the only three grounds under which an emergency can be declared under Article 352.

The Constitution of India does not have any explicit provisions for disaster management. In absence of any such provision, disaster management was conventionally considered to be within the competence of the states as per colonial practice. The legal basis of the Disaster Management Act can be traced in Entry 23, Concurrent List of the Constitution which relates to “Social security and social insurance” as well as Entry 29, Concurrent List which relates to “Prevention of the extension from one State to another of infectious or contagious diseases or pests affecting men, animals or plants,”. Owing to the federal structure of India’s Democracy, public health and public order are listed in the State List under the Seventh Schedule of the Constitution. Critically, while operationalising and implementing Government interventions to contain the spread of COVID-19, the Government’s use of provisions under the DM Act must be mindful of the unprecedented and unique factors of this disaster where the primary causality is human life and not degradation of environment or loss of property.

The framework of the DM Act is consistent with the federal structure of India’s democracy. Conversely, the proclamation of Emergency under the Constitution centralises powers within the Union Government. When in effect, the Union Government can direct state governments and make laws on the entries present under the State list in the Constitution of India. Under Article 357 of the Indian Constitution, the power of state can be vested in the legislature, which can delegate it to the President and the President can further delegate it to an appropriate authority. In his way the powers vested in the Central Government under the provisions of emergency are very flexible. However, this compromises the quasi federal structure of India’s constitutional democracy.

In India’s Constituent Assembly Debates, the Emergency provisions were being conceived  as an exception to otherwise federal structure of the Government., Originally this power to declare emergency/President’s Rule in a particular State was envisioned to be vested with the Governors of the State. At the time, the position of Governor was supposed to be an elected office. Ultimately this was not the case as  the office came to be appointed by the President. In effect this means that the  power to declare an emergency under the Constitution is essentially vested in the President. Under Constitutional emergency conditions  as per Article 256, even the legislative powers can be vested in the president and need not be vested in Parliament. The President can make incidental and consequential provisions necessary to give effect to proclamation.

  1. Conclusion: The Merits of the Disaster Management Act

India is a diverse country, not just in terms of culture and heritage but also in terms of geography. The States, with international airports and tourism specific industries, are more prone to the spread of the virus and the number of cases varies across states. In the context of COVID-19, State-specific measures become important since local authorities may have to simultaneously manage other natural and man-made disasters. Recent examples of this include the cyclone Amphan in Kolkata, or the gas leakage from the chemical plants in Visakhapatnam. States which are prone to natural calamities such as cyclones, floods, famines could be afforded the flexibility to create State and district plans under DM Act, to tackle such calamities as well as the spread of the COVID-19 in more vulnerable locations. Further, policymakers should not ignore the heterogeneity of infrastructure across the health industry as well as the strength of the economy– the dependency of which also varies from state to state.   

The demand for Personal Protective Equipment (PPEs)  for essential workers or essential infrastructure like ventilators also varies across states based on variables such as the number of cases. These factors dictate the need for state-specific measures and targeted  district-specific measures as well. The intensity of the spread of the virus is being determined district wise by distinguishing them as red, orange and green zones, and the laying out of district plan per Section 31 becomes of utmost importance for the Red Zone districts. 

The Centre should limit its role to coordination between states and the other departments of the government, rather than dictating consistency across the states. Instead, states should be empowered in terms of implementation, enforcement and the funds. The cooperative federalism envisaged in India’s Constitution will be a better model for the government to follow. This principle could have been utilised at the time of crisis of inter-state migration of workers and could further have been utilised for facilitating transportation of essential goods, in order to minimise economic harms and societal destabilisation during periods of government mandated lockdowns.   

I conclude by reiterating that it is better for the Government to manage the pandemic under the Disaster Management Act, 2005. However, in case a State Government is going through the breakdown of its constitutional or infrastructural machinery and in which case it is unable or unwilling to exercise its  responsibility to provide relief to affected persons, then the Central Government should impose the Constitutional Emergency provisions in such territories.


*Views expressed in the blog are personal and should not be attributed to the institution.